Corporate Securities Administration covers the responsibilities and tasks associated with acting as a fiduciary of debt security issuances.

   Audience: Corporate securities staff.

    Learning Objectives

   At the conclusion of the program participants will be able to:

• Recognize the tasks associated with acting as a fiduciary of debt security issuances
• Identify the trustee’s duties in administering TIA-qualified issues
• Understand the different types of municipal structured financings
• Know the purposes of asset-backed financings, and the trustee’s duties
• Understand leverage-leased financing, and the duties of a trustee in a leveraged-lease transaction
• Understand how the management of the trust and agency operations by a corporate trustee gives direction and continuity.

Enrollment Form

(Download and print from SER-CFT website, complete and fax to 904-354-1834)